Compliance Manager: organization-wide transparency and control
If you are looking to widen the range of your strategies and instrument coverage, you are probably also looking for fast and reliable compliance tools to be sufficiently protected against potential breaches of mandates, regulatory constraints and internal restrictions. As part of SimCorp’s cutting-edge technology investment management solutions, which includes the Asset Manager and Order Manager, the Compliance Manager offers the utmost sophistication when it comes to compliance monitoring and pre-trade restriction checking.
SimCorp’s Compliance Manager is a fully integrated part of our enterprize solution for the investment management industry. Click here to learn more about our enterprize solution.
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Benefit from quick and easy pre- and post-trade checking
You can exploit the benefits of state-of-the-art technology with the Compliance Manager, SimCorp's tool for comprehensive pre- and post-trade investment restriction monitoring. Entirely based on our single-database platform, the Compliance Manager gives you control when monitoring adherence to mandates, regulations and internal restrictions. With an advanced, but user-friendly, interface you can easily construct, assign and monitor any restriction type. With full asset-class coverage and a sophisticated, alert management workflow, you can achieve a single, transparent system that meets all investment control and monitoring requirements.
User-friendly monitoring as well as rules and alert management
You can effortlessly exploit comprehensive pre- and post-trade investment restriction monitoring, due to flexibility of user-friendly, customizable views. Even more importantly, given the increasing complexity of investment instruments and regulatory restrictions, the Compliance Manager allows all the necessary limitations and constrictions to be easily applied and to be monitored in a single screen. For further convenience, the Alerts Inbox displays all post-trade compliance results, facilitating a series of actions to address failures and exceptions. And, the dashboard provides a quick, intuitive view of all current compliance activity and statistics.
Learn how SimCorp can help you enable growth while satisfying industry regulations
Download the Compliance Manager BROCHURE