Regulatory Compliance

Insights for the buy-side

Navigating the world of regulatory compliance

Since the 2008 crisis, the global financial industry has been hit with major regulatory challenges, including Dodd-Frank, EMIR, MiFID II/MiFIR and more. Most financial industry analysts expect to see even more regulations in the future.

Investment managers are feeling the pressure of a new regulatory landscape. New regulations designed to ensure stability and integrity in the financial system are affecting both the operational model and the bottom line. The successful organizations will be those who manage regulatory change efficiently and cost-effectively.

Focus on Regulations - 60 Second Update

We asked our Head of Regulatory Center of Excellence what’s next on the horizon for regulatory compliance. He shares some surprising insights on what will keep asset managers busy in the coming year.

https://simcorpexternal.23video.com/v.ihtml/player.html?token=ae907d07ff494b75d24dc0538562313a&source=embed&photo_id=17065231

Is regulation still top-of-mind for asset managers?

Get expert insights from Carsten Kunkel, Head of Regulatory Center of Excellence.

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We’ve gathered several resources to help you navigate buy-side compliance challenges.

Journal Article

The road to MiFid III

Only two years after MiFID II came into force, a variety of challenges are already looming and are likely to change the current state of the regulation.

January 22 , 2020

On demand webinar

The real business impact of MiFID II

In this webinar, we explore the business impact of MiFID II and proactive strategies for regulation change management.

Watch webinar

Journal Article

Solvency II

Almost four years after the introduction of a new regulatory framework for the insurance sector in the EU, many market participants still don’t know whether to regard Solvency II as an important and powerful regulation or something less relevant.

January 8 , 2020

https://simcorpexternal.23video.com/v.ihtml/player.html?token=c3015672438003ce2e7cbbe506a6ccb5&source=embed&photo%5fid=19970881

An introduction to SimCorp’s Regulatory Center of Excellence

Regulation continues to be one of the biggest challenges faced by asset managers around the world. Find out how SimCorp’s Regulatory Center of Excellence helps alleviate this challenge.