In today’s rapidly evolving landscape, maintaining compliance with both regulatory requirements and client mandates is more challenging than ever. Are you ready to navigate these complexities with confidence? This course introduces the Compliance Manager solution in SimCorp Dimension, showing how it integrates with front-office tools to streamline compliance workflows, monitor adherence, and manage breaches efficiently. Through a mix of theory, demonstrations, and hands-on exercises in SimCorp’s cloud-based training environment, you’ll gain the skills to confidently manage compliance across the portfolio lifecycle. 

Key Learning Objectives:

- Explain the use of Compliance Manager, the functionalities of its applets, and its integration with other Front Office solutions in SimCorp Dimension 
- Manage portfolio lifecycle by onboarding new and expiring inactive portfolios 
- Build simple compliance rules and a selection of more complex ones using rule lists and fragments  
- Create a Compliance Dashboard and use it to monitor the compliance status of an investment management organization 
- Monitor current exposure limits using the Online Compliance applet to support the investment decision making
- Manage compliance breaches using the functionalities provided by the Alerts Inbox 
- Run pre-trade compliance checks on simulations and orders in Asset Manager and use the relevant Compliance Manager applets to monitor pre-trade results and handle override requests 

Target Audience: 
This course is relevant to anyone who is interested in fully understanding how to work with the Compliance Manager from the rule building process to performing day-to-day operations with the solution.   

Pre-requisites:  
Basic navigation knowledge in SimCorp Dimension is recommended.  

Course Details:  
Dates: 12-15 May, 2026 
Location: Virtual Classroom  
Language: English  
Duration: 4 days sessions of 4 hours  
Daily sessions from 2:00 - 6:00 PM CET // 8:00 - 12:00 PM EST

Course Fee: 2900 EUR / 3480 USD / 4350 SGD excl. VAT